Monday, June 06, 2005

FIRST THING WE DO, LET'S KEEP THE JUDICIARY INDEPDENDENT

"First thing we do, let's kill all the judges." That is what some politicians want to do to the judiciary. Proposed ways to dispatch the black robed miscreants include: impeach them, abolish their office through legislation, or simply treat them as a trauma center and withhold funding. The threats are anything but parochial. They affect not just the judicial branch, but all citizens.
These threats were ostensibly engendered over dissatisfaction with “activist” judicial rulings, and in particular, the heart wrenching decision in the Terri Shiavo case. All the courts involved in that tragic case were accused of judicial arrogance for a refusal to “follow the law.” But that is precisely what those courts did. For all we know the Florida trial judge who first ordered Ms. Shiavo’s feeding tube removed may have wished to keep Terri Schiavo alive no matter what her condition. But he was compelled to reach his decision on the evidence and the law. Indeed, if the trial judge thought his personal beliefs would have hampered his ability to objectively view the evidence, he would have been required to recuse himself. It was the consequence of his following the law that produced a result that critics found so unacceptable.
Ironically these critics were in effect excoriating the trial and appellate judges for not being “activists.” They wished for a ruling that would have kept Terri Schiavo alive without regard for her wishes or the law. This in turn prompted Congress to enact a "Terri Schiavo law" giving federal courts the opportunity to hear once again a state law matter that had been concluded and this time decide the case correctly. The legislative branch displayed contempt for the separation of powers principle they accused the courts of ignoring. When the federal courts refused to again hear the case, some congressional leaders spoke of a judiciary out of control and threatened to metaphorically “kill all the judges,” or at least those whose decisions they disliked.
The original quote, “First thing we do, let’s kill all the lawyers,” I have often seen framed in lawyers’ offices. Taken out of context the words have been misinterpreted as reflecting a pervasive public mood about pesky lawyers creating havoc with baseless lawsuits. Far from it. They are taken from Shakespeare's Henry VI, Part II. Jack Cade, a revolutionary seeks, to overthrow the government and depose the King. While he is inciting a mob to overthrow the government, one of the ordinary citizens, Dick, a butcher, yells the famous quote, “The first thing we do, let’s kill all the lawyers.”
Far from denigrating lawyers, the quote speaks to the value, significance and importance of a government’s judicial system. It is the hallmark of civilization. Without it, we have anarchy and chaos. How to undermine the government and destroy it? “First thing we do, let’s kill all the lawyers.”
By upsetting the balance between the separate branches of government, Congress seeks to punish a judiciary for deciding cases the “wrong way.” The irony of this crude attempt to usurp the separation of powers is obvious. Yet, several legislators concerned about the Shiavo case were motivated by genuinely felt moral principles, and not just crass political motives. But their dissatisfaction was with the law that the judge was bound to uphold. The trial judge could have ruled the other way if he disbelieved the testimony of Michael Shiavo concerning his wife's wishes, or if he had found unpersuasive the expert testimony concerning her mental condition. And if he had made such findings, he would have been bound to rule the other way.
It is not surprising that numerous courts in both the state and federal system refused to hear the matter. Whatever certain members of Congress felt about the Shiavo decision, federal courts determined that this was a state matter that had been concluded. And under both state and federal law, the standards of appellate review mandate deference to the trial court’s findings. It is rare that trial court decisions are reversed because of insufficient evidence. It is seldom possible to make informed decisions about substantial evidence on a transcript.
That is not to say that we do not nor cannot make valid assessments from the written page. We can draw a multitude of impressions about Madame Bovary, or Anna Karenina. We can try to do the same with the unadorned and seemingly prosaic testimony of a witness in a marital dissolution action recorded in a transcript. The words come to us free from the gloss and refined literary filter of Flaubert or Tolstoy, but our insight is limited. It is the trial judge, observing the witness respond to questions under direct and cross examination who is in the best position to make an informed judgment on credibility. The judge then must render a judgment in accordance with the applicable substantive and procedural law, the rules governing evidence, and burdens of proof. The judiciary has no free reign; it operates under constraints.
Judges, like anyone else in public service are and should be subject to legitimate criticism. Law professors make their living more often “burying” than praising judicial decisions. Even judges judge judges. Just look through the appellate reports. But the current debate on judicial philosophy has caused more confusion than enlightenment. The Shiavo case is an example of how radically different points of view interpret “activism” in radically different ways.
One can understand the desire of the appointing authority, be it the president of the United States, or a governor, to hope if not expect their judicial appointees to rule in a manner consistent with their own judicial philosophy. However subtlty or directly these expectations may be expressed to the prospective nominee, predictability is seldom attainable. Exhaustive questionnaires, probing interviews, and recommendations from "kitchen" cabinets offer some insight, but not certainty as to how a judge will rule in a particular case. However disturbing this may be to a president or governor, that’s how it is and must be with an independent judiciary as a co-equal branch of government.
California understands the importance of a truly independent judiciary. To assure that merit, apart from "political" considerations figure prominently in the selection process, we have an independent Judicial Nominees Evaluation committee (JNE). Created by the legislature in 1979, the JNE commission is an agency of the State Bar created to evaluate candidates for judicial nomination or appointment by the Governor. The Commission is presently composed of 34 members reflecting the rich diversity of our state. Thirty members come from various segments of the legal community and four are public members. They are all selected by the State Bar Board of Governors. The non partisan neutral commission complements the governor's investigative process. It receives and evaluates confidential questionnaires sent out to members of the legal community relative to a nominee's qualifications. Competence, integrity, work ethic, and temperament are areas the Commission explores in depth. The Commission's thorough evaluation may expose factors that make a candidate unsuitable for judicial office. This information, in turn, is beneficial to the appointing authority and to the public.
It is the judiciary from which we expect rigorous analysis, unwavering integrity, and genuine independence. The JNE Commission helps ensure that judges of this caliber are appointed to the bench. But to be effective the Commission must enjoy the same degree of independence that is so vital to a fair and impartial judiciary.
At this critical time when the judiciary is under attack a disturbing proposal has been advanced that threatens the vitality and function of the JNE Commission. The proposal seeks to have the Governor's Judicial Appointments Secretary attend the plenary meetings of the JNE Commission. I can’t imagine a better way to stifle a free and spirited exchange of views. It would be like having a party to litigation before an appellate court attend the conference where the justices discuss the merits of the case. The proposal is simply another way of saying, "First thing we do, let's kill the JNE Commission."
The Board of Governors appointed an ad hoc committee composed of past and current JNE Commissioners to study this proposal. Its report issued in February of this year concludes, "One of the principal reasons JNE has been able to perform its stated and statutory mission satisfactorily is that it has been independent of the political process. The presence of a representative of the Governor's Office during JNE deliberations of judicial candidates would be destructive of that independence, would be counterproductive to JNE'S ability to provide fair, candid, straightforward and unbiased evaluations to the Governor's Office, and would irreparably cripple JNE'S ability to perform its mission. The JNE Commission is an enormously valuable independent resource, and should remain so. It does not make the judicial appointments, nor does it want to. It is an important tool in helping achieve excellence in the judiciary of the State of California."
I concur. The workings of the JNE Commission illustrate how one branch of government has a check but not authority over another branch. This is beneficial to our institutions and the public they serve. We should direct our energies to respecting and preserving the balance of power between our separate branches of government instead of destabilizing that balance. Steps to kill the JNE Commission or the judiciary puts our democracy at risk.
I therefore suggest the following: "First thing we do. Let's keep alive an independent judiciary." Our democracy depends on it.

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Dr. Richard Cordero, Esq. said...

Submission to NYCBar, the Federal Bar Council, and their members of complaint against CA2 chief judges


Dear Madam or Sir,

Please find below a letter representative of those sent to the officers and members of the two largest associations of lawyers in New York City, namely, the NYCBar and the Federal Bar Council (FBC), requesting that they take action on a complaint against the former and the current chief judges of the Court of Appeals for the Second Circuit (CA2) for supporting or tolerating coordinated wrongdoing among federal judges in the circuit in connection with a bankruptcy fraud scheme.

The presidents of these associations together with the CA2 chief judge formed a Committee on Judicial Conduct precisely to investigate judicial misconduct complaints. One such complaint was submitted to that Committee back on June 19 supported by ample documentary evidence (all available at http://Judicial-Discipline-Reform.org). But to date, four and half months later, neither the association presidents nor the Committee members have even acknowledged receipt of the complaint, just as they have ignored subsequent inquiries about the status of the complaint.

Since judges do not investigate each other to require compliance with ethical and legal standards of conduct, and even the largest organizations of lawyers will not hold judges to those standards either, who ensures that judges do not feel immune from any control and free to abuse their vast power over our lives, liberty, and property?

You can contribute to making these bar associations aware that lawyers and non-lawyers alike demand integrity among judges and that judges must not be allowed to place themselves above the law to administer injustice to others while securing benefits for themselves. To that end, you can forward this e-mail and its attachment:

1. generally to as many lawyers and non-lawyers as you can;

2…particularly to the top officer of these two bar associations, for which you can use the following links:

Barry Kamins, Esq.
NYCBar President
(212) 382-6700
Fax: (212) 768-8116
bkamins@nycbar.org

Barbara Berger Opotowsky
NYCBar Executive Director
(212) 382-6620
Fax: (212) 398-6634
bopotowsky@nycbar.org

Alan Rothstein
NYCBar General Counsel
(212) 382-6623
Fax: (212) 398-6634
arothstein@nycbar.org
Dean Joan G. Wexler
FBC President
Phone: 718-780-7900
Fax: 718-780-0393
joan.wexler@brooklaw.edu

Jeanette Redmond, Esq.
FBC Executive Director
Phone: 914-682-8800
Fax: 914-682-4400
jeanette.redmond@federalbarcouncil.com

Mark C. Zauderer, Esq.
FBC President-Elect
Phone: 212-412-9562
Fax: 212-964-9200
mzauderer@fzw.com


3. to bloggers and investigative journalists together with the request that they investigate one poignant question: What benefit do judges and others obtain from disregarding evidence of toleration or support of wrongdoing, such as a bankruptcy fraud scheme? (cf. http://Judicial-Discipline-Reform.org/docs/Investigation_proposal.pdf)

This is also your battle. Indeed, the integrity of the courts as well as of the legal profession is undermined whenever judicial wrongdoing is allowed to go on with impunity. When that happens, the courts cease to exist as institutions that apply the law to produce equal justice, and instead are turned into the private vehicles of those running them as a corrupt enterprise to further their own interests…while yours get disregarded and trampled upon.

Forwarding this email is an opportunity for you to send the message that you will not passively take such abuse of your rights and that you require lawyers and their associations to protect them by investigating judges that support or tolerate coordinated judicial wrongdoing.

To forward this email to the top officers of the NYCBar and the Federal Bar Association, you may insert the string of their addresses in the cc line of your browser’s address block:

bkamins@nycbar.org joan.wexler@brooklaw.edu bopotowsky@nycbar.org jeanette.redmond@federalbarcouncil.com arothstein@nycbar.org mzauderer@fzw.com


Sincerely,
Dr. Richard Cordero, Esq.
DrRCordero@Judicial-Discipline-Reform.org

******************************************************
************************************
November 9, 2006

Barry M. Kamins, Esq.
NYCBar President & Chairman of the Committee on Judicial Conduct
fax (212)768-8116, (718)624-5626; bkamins@nycbar.org


Dear Mr. Kamins,
This is an appeal to you, as president of the NYCBar and member of the Committee on Judicial Conduct, to call on them, the Federal Bar Council, and the latter’s president, Dean Joan Wexler, to take a stand on whether they hold judges to “high ethical standards for the legal profession”1 or deferentially look away from evidence of coordinated wrongdoing supported or tolerated by a CA2 chief judge.

Indeed, last June 19, I submitted to you, President Wexler, each of the members of the joint Committee on Judicial Conduct, and the Committee itself,2 a written complaint stating, among other things, that then Chief Judge John M. Walker, Jr., and then Circuit Judge now Chief Judge Dennis Jacobs had engaged in a pattern of misconduct consisting in intentional and coordinated disregard of evidence of a bankruptcy fraud scheme and its cover up involving federal judges and other officers in the Second Circuit and that by so doing and failing to dispose of judicial business promptly, they had condoned the corruption of judicial process and officers.3

To date, four and a half months later, neither you, they, nor any other person has replied to either my June 19 letter or complaint. On July 19, I called NYCBar General Counsel Alan Rothstein, who told me that the Committee had received my complaint and would get in touch with me. All failed to do so. Hence, by letter of August 18,4 I inquired of each of the addressees about the status of the complaint, but never received a reply, except that Former NYCBar President Bettina B. Plevan wrote to me on August 225 that “My term as president ended in late May. I am therefore forwarding your letter to my successor.” On September 11,6 I faxed an inquiring letter to G.C. Rothstein, who after my subsequent calls faxed to me on September 18 his letter dated September 127 stating that “I have checked with the committee and have been informed that is [sic] preparing a response which should be sent to you soon”. It is almost two months later, but I have not received any response from anybody.

Given those facts and the passage of an excessive lapse for handling a business letter, a reasonable person is justified in concluding that neither you, President Wexler, nor the Committee will reply to a complaint of June 19, particularly since both bar presidents publicly announced that “The Committee’s focus is on complaints that “indicate a possible pattern of behavior…”…including…persistent tardiness; or persistent failure to dispose of business promptly”, and that its function is to “assist these courts in continuing their practice of judging in accordance with the highest standards”,8 thus recognizing the importance of expeditiousness and the unacceptability of chief judges’ tolerating fraud and corruption.9

Now it is your turn to choose between expediency and principled conduct: Admit publicly that you belong to an organization that works “to implement innovative means by which the disadvantaged may be helped”10 and for which “The public good remains one of the Association's highest priorities”11 so long as its “professional and ethical traditions of civic duty”12 do not compromise the higher priority of cultivating the “fellowship”13 of powerful judges and avoiding retaliation for requiring their abidance by the same “high standards of conduct for those in the legal profession”14; otherwise, I respectfully request that you:
1) call on the NYCBar and the FBC to acknowledge the submission hereby to them of my complaint and to launch the investigation requested therein given their members’ interest in judicial integrity;
2) cause them to place the complaint to that end on the agenda of their next meetings; and
3) lend credibility to your call by bringing it and the complaint to the press. Meantime, I look forward to hearing from you.

Sincerely,

Dr. Richard Cordero, Esq.
DrRCordero@Judicial-Discipline-Reform.org


The letters to the Presidents of the NYCBar and the Federal Bar Council and the footnotes are contained in letter form in the PDF attached hereto and can also be downloaded through
http://judicial-discipline-reform.org/NYCBar_FBC/Letters/1to_Presidents.pdf


Footnotes:

IMPORTANT! All the PDF files listed here must be opened with Adobe Acrobat Reader 7 or higher, which can be downloaded from Adobe at www.Adobe.com.

[1] http://www.nycbar.org/AboutUs/index.htm......................N_F:5
The files accessible through the links listed here can be downloaded in one PDF file, which is 7.6MB in size and will take several minutes to download; http://judicial-discipline-reform.org/NYCBar_FBC/Complaint_to_NYCBar_FBC_8nov6.pdf.

[2] http://judicial-discipline-reform.org/NYCBar_FBC/to_ComJudConduct_19jun6.pdf......N_F:6

Barry M. Kamins, Esq.
President of the NYCBar &
Member of the Committee on Judicial Conduct
c/o Flamhaft Levy Kamins Hirsch and Rendeiro LLP
16 Court St., Ste. 3301; Brooklyn,
NY 11241; (718)237-1900 Dean Joan G. Wexler
President
Federal Bar Council
370 Lexington Avenue, Suite 1012
New York, NY 10017-6503
(212) 883-1777; (718)780-7900 The Chairperson
Committee on Judicial Conduct
Association of the Bar of the City of NY
42 West 44th Street
New York, NY 10036−6689
(212) 382-6700
Loretta E. Lynch, Esq.
Member of the Committee on Judicial Conduct
c/o Hogan & Hartson L.L.P.
875 Third Avenue
New York, NY 10022
(212) 918-3000 Hon. E. Leo Milonas
Member of the Committee on Judicial Conduct
c/o Pillsbury Winthrop Shaw Putnam LLP
1540 Broadway
NY, NY 10036; (212)858-1000 Mary Kay Vyskocil, Esq.
Member of the Committee on Judicial Conduct
c/o Simpson Thacher & Bartlett LLP; 425 Lexington Avenue
New York, NY 10017-3954
(212)455-3093
Gerald Walpin, Esq.
Member of the Committee on Judicial Conduct
c/o Katten Muchin Rosenman LLP; 575 Madison Avenue
NY, NY 10022; (212)940-7100 William E. Willis, Esq.
Member of the Committee on Judicial Conduct
c/o Sullivan & Cromwell LLP
125 Broad Street
NY, NY 10004; (212)558-4000 Bettina B. Plevan, Esq.
Proskauer Rose
1585 Broadway
New York, NY 10036-8299
(212)969-3000

[3] The complaint was set forth in a 10-page Statement of Facts accompanying the June 19 letter. This PDF file is 4.5 MB in size and will take several minutes to download. http://Judicial-Discipline-Reform.org/NYCBar_FBC/Statement_of_Facts_19jun6.pdf....N_F:17

It contained references to an also accompanying Table of Exhibits of the Complaint (the ToEC:# pages), which consisted of thematically and chronologically organized paragraphs describing each exhibit as well as comments on the most relevant ones; http://judicial-discipline-reform.org/NYCBar_FBC/Statement_of_Facts_19jun6.pdf....N_F:27

In addition, the letter, the Statement, the Table, and other relevant tables of exhibits, which contained the ToEA:, D:, Add:, Pst:# pages, were provided on a PDF file on an accompanying CD. This one PDF had attached to it all the exhibits and the text of all legal authorities cited. It is 469 MB; hence, it cannot be downloaded. However, it can be obtained on a CD upon request made to Dr. Cordero…………………………………..N_F:125

The downloadable Statement of Facts and ToEC:# pages do not have active hyperlinks due to size constraints. However, the exhibits bearing the reference format “letter:#” in hyperlinks can be accessed through the link http://judicial-discipline-reform.org/Bank%20of%20Links.htm#Table_of_Exhibits.htm.

Similarly, the text to legal authorities can be accessed by going to http://judicial-discipline-reform.org/Authorities%20Cited.htm#VII.A.3._Table_of_Authorities.htm.

An easier way of accessing the exhibits and text of authorities referred to in the Statement of Facts is by reading online its updated version, whose hyperlinks are active. To that end, go to http://Judicial-Discipline-Reform.org/StatFacts1.htm

[4] http://judicial-discipline-reform.org/NYCBar_FBC/to_ComJudConduct_18aug6.pdf ....N_F:126

[5] http://judicial-discipline-reform.org/NYCBar_FBC/NYCBar_BPlevan_22aug6.pdf..........N_F:135

[6] http://Judicial-Discipline-Reform.org/NYCBar_FBC/to_NYCBar_ARothstein_11sep6.pdf .........N_F:136

[7] http://Judicial-Discipline-Reform.org/NYCBar_FBC/NYCBar_ARothstein_12sep6.pdf .............N_F:137

[8] Announcement by Chief Judge John M. Walker, Jr., of the Court of Appeals for the Second Circuit, jointly with Bettina B. Plevan, President of the Association of the Bar of the City of New York, and Joan Wexler, President of the Federal Bar Council, of November 17, 2005, of the new and continuing members of the Committee on Judicial Conduct; http://judicial-discipline-reform.org/NYCBar_FBC/Comm_JudConduct_17nov5.pdf ........N_F:139

[9] The Dynamics of Organized Corruption in the Courts: How judicial wrongdoing tolerated or supported in one instance gives rise to the mentality of judicial impunity that triggers generalized wrongdoing and weaves relationships among the judges of multilateral interdependency of survival where any subsequent unlawful act is allowed and must be covered up, by Dr. Richard Cordero, Esq.; http://Judicial-Discipline-Reform.org/NYCBar_FBC/Dynamics_of_corruption.pdf ....N_F:141

For an example of how the chief judges’ toleration of fraud and corruption leads to the development of the mentality of impunity that allows judges to disregard the law and the facts in order to protect each other from being found supporting a bankruptcy fraud scheme despite the legal and material injury caused to a litigant, see the following related documents:

a. Table of Headings of Dr. Richard Cordero’s appellate brief of December 21, 2005, in Cordero v. DeLano, no. 05cv6190, in the District Court, WDNY, Judge David G. Larimer presiding, on appeal from In re DeLano, no. 04-20280, in Bankruptcy Court, WBNY, Judge John C. Ninfo, II, presiding; http://Judicial-Discipline-Reform.org/NYCBar_FBC/headings_brief_05cv6190.pdf...N_F:142

b. Judge Larimer’s decision of August 21, 2006, affirming in all respects Judge Ninfo’s decision disallowing Dr. Cordero’s claim against the DeLano Debtors and barring him from any further participation in their bankruptcy proceedings; http://Judicial-Discipline-Reform.org/NYCBar_FBC/JLarimer_decision_21aug6.pdf...N_F:145

c. Dr. Cordero’s Statement of Issues on appeal of October 21, 2006, in Dr. Richard Cordero v. David and Mary DeLano, no. 06-4780-bk, in the Court of Appeal for the Second Circuit; http://Judicial-Discipline-Reform.org/NYCBar_FBC/Appeal_issues_21oct6.pdf .....N_F:149

[10] See footnote 1.

[11] Id.

[12] Id.

[13] The mission statement of the Federal Bar Council does not even include the promotion of high standards of ethical and professional conduct among judges. It indicates that “It is dedicated to promoting excellence in federal practice and fellowship among federal practitioners.” Assisting in an impersonal development of a high level of skills in a trade is by no means the same as requiring lawyers and judges to show in practice a high degree of integrity. Telling acquaintances and friends that they have not behaved as good, moral persons is certainly not the way of furthering camaraderie among them, which is the true purpose of the Council, as the rest of its mission statement repeatedly emphasizes:

“The Federal Bar Council is an organization of lawyers…committed to encouraging respectful, cordial relations between the bench and bar…The Federal Bar Council is assisted in its mission by the Federal Bar Foundation…Over twenty former Trustees of the Federal Bar Council have gone on to service in the federal judiciary…From its inception, the Federal Bar Council, with the assistance of the Federal Bar Foundation, has sought to forge a special bond between judges and attorneys through a wide variety of events…The week-long annual mid-winter Bench and Bar Conference allows lawyers and judges to pursue meaningful professional issues while building friendships in a resort setting…The Federal Bar Council Inn of Court enables judges and lawyers to meet monthly to discuss issues of mutual interest”; http://www.federalbarcouncil.com/mission.ihtml ............N_F:154

The Federal Bar Council is indeed a country club in the city. It is hard to imagine that its leadership would consider for a nanosecond confronting the former and current chief judges of the Court of Appeals for the Second Circuit with evidence of their toleration of a bankruptcy fraud scheme. Never mind that the facts establishing their toleration of corruption by federal judges were described in a 10-page misconduct complaint summarizing the evidence contained in more than 5,000 pages of public documents produced in the course of litigating 11 federal cases for 5 years and formally submitted to the Committee on Judicial Conduct. After all, the most powerful federal judges in the circuit are not in the Council and could not have set up that Committee with the presidents of the Council and the NYCBar only to be criticized by it, but rather as a gesture to ‘promote fellowship’ among friends. As FBC President Wexler put in her letter:

“That demonstration of principle [in admitting African-Americans] and a desire to further the fellowship of all federal practitioners remains the Federal Bar Council hallmark to the present…The close fellowship between bench and bar creates a truly symbiotic relationship. We have become almost an official supporting group to our Second Circuit judiciary…We are frequently called up by our judges to contribute time, effort and advice on projects which the judges believe are needed in our circuit [which] provide a means to work closely with judges that often result in great respect, and even friendship, between judges and our active members…Our plans for this coming year will continue the Federal Bar Council’s very active pace and will include, in addition to CLE programs, committee meetings, judges’ luncheons and social gatherings”; http://www.federalbarcouncil.com/mission.ihtml ....N_F:157

No wonder the Council did not send Dr. Cordero even an acknowledgment of receipt of his complaint…fellows do not hold their good fellows up to high standards of ethical and lawful conduct.

[14] See footnote 1.

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